First Meeting

Building a wealth management plan that is personalized to you

We believe that you should have a properly diversified and allocated investment portfolio with a mechanism that will rebalance on a regular basis. Here’s how we will build a plan for pursuing this most important objective.

PHASE 1
Understand

PHASE 2
Design

PHASE 3
Implement

PHASE 4
Manage

Understand First, we’ll build an understanding of your personal goals, current financial situation, investment experience and risk tolerance. We’ll also make you aware of our capabilities and explain the services we offer that can help you meet your objectives. Knowing you well lies at the heart of being able to provide personalized financial guidance.
Design Next, we will analyze what you’ve shared with us in order to design your plan. This step may include collaborating with your other professional advisors such as your accountant and lawyer. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.
Implement With your approval, we will execute your customized strategy using the extensive research and resources available to us through Raymond James. This involves the selection of specific account types, investment products and optional services, and the handling of all necessary paperwork.
Manage Once implemented, we will continually monitor the progress of your plan relative to your defined objectives and suggest any changes where needed. We accomplish this by providing ongoing reporting of your account activity and by conducting periodic reviews. A key to this step is your involvement and communication of any significant changes in your life. We enjoy being closely connected to our clients – and this important part of our process allows us to do just that.

2900 Hwy. 280, Suite 100 // Birmingham, AL 35223 // T: 205.802.4260 // TF: 866.796.2163 // F: 205.802.7339 // Map and Directions

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact our office for information and availability.

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